NanoPharmaceuticals Online Journal, Vol 1, Oct, 2006

Death by Nanoparticles

By

Dusica Maysinger*

Maik Behrendt and

Ewa Przybytkowski

Department of Pharmacology and Therapeutics, McGill University, Montreal, Canada

Received on 22nd Sept 2006,  Published on line on 1st Oct 2006

1.      Abstract

2.      Introduction

3.      Nanoparticles

3.1.     Nanoparticles containing metals

3.2.     Fluorescent nanoparticles and nanoparticles containing drugs

4.      Cell death induced by nanoparticles

4.1.     Nanoparticle properties and interactions with cells

4.2.     Types of cell death and roles of individual organelles

5.      Mechanisms involved in nanoparticle-induced cell death

5.1.     ROS generation and nanoparticle-induced cell death

5.2.     Metals and cell death

6.      Nanoparticles: prospects and perils

7.      References

8.      Acknowledgments

9.      Contact details

 

 

 

 

 

 

 


1. Abstract

Nanoparticle technology has been put to a staggering variety of uses. The ever-accelerating technology, however, is generating an important cause for concern, namely that some nanoparticles, such as those already used in the manufacture of electronic equipment, luminescent paints etc., could become environmental hazards. Only relatively recently, however, nanoparticles have begun to catch the interest of life scientists. They are expected to have an impact in basic research and in the development of new technologies for medical diagnosis and drug delivery. To date, nanoparticles such as luminescent quantum dots, iron nanoparticles and block copolymer micelles have been studied as nano-containers for controlled and/or sustained drug delivery or as imaging tools for cells and whole organisms. Our objective has been to determine the impact of nanoparticles on cell function, with a focus on those particles which contain metals, fluorescent labels and selected drugs. A brief overview of the currently available data on the potential hazards and usefulness of selected classes of nanoparticles will be provided, with some comments on possible strategies for optimizing the latter. Induction of cell death by nanoparticles will be discussed in the context of physico-chemical properties of selected nanoparticles, cell status and the cellular environment.

 

2. Introduction

As the exploitation of nanoparticles accelerates we are beginning to understand some of their possible hazards as well as their enormous potential for economic growth, improved quality of life, and medical diagnosis. However, nanoparticle research driven by rational applications must also address the management and elimination of hazardous particles in order to protect our health and our environment. A word of caution must be noted particularly because of the seductive quality of some intellectually very attractive nanoparticles. Nanoparticles with different morphologies made of non-biodegradable materials provided invaluable information on their self-assembly and physicochemical properties, but were rarely tested in vivo. Unfortunately these nanoparticles can constitute threats to living cells, animals or humans. Working as multidisciplinary teams [1] we will be better poised to select appropriate materials, modify nanoparticle surfaces, identify optimal routes of administration, and understand the pharmacodynamics which will allow a safe use of nanoparticles [2]. Currently, metal-containing nanoparticles, including quantum dots, are still largely an attractive chemical, pharmacological and medical toolbox but not a clinical solution for diagnosis or therapy.

Recent reviews have provided instructive examples of nanotechnology application in basic neurosciences and its use in addressing interesting biological questions [1-13].

Figure 1. Summary of different classes of nanoparticles and their characteristics

 

 

 

 

3. Nanoparticles

 

3.1 Nanoparticles containing metals

 

Nanoparticles made of metals e.g. quantum dots, QDs or metallic particles linked with polymers endows them with unique optical properties. This section reviews some of their specific photo-physical and optical characteristics which are exploited for long-term and multicolor imaging [14, 15] and provides examples of metallic nanoparticles used as research tools in biology, pharmacology and medicine (Figure 1).

QDs can be excited at a single wavelength far removed from their emission maxima, which are tunable by the nanoparticles composition and size. This allows for the simultaneous detection of multiple color QDs upon illumination with single light source. QD absorption spectra are broad, but emission spectra are narrow without the red tail characteristic of organic dyes. QDs are rather resistant to photo bleaching [4], which is one of the major drawbacks of currently used fluorescent dyes. The electron dense QD core allows their detection by electron microscopy. Combined fluorescence and electron microscopy analyses using the same multipotent probe provide both temporal dynamics and high-resolution intracellular localization [16]. Furthermore, QDs have an efficient multiphoton absorption cross-section making them suitable for in vivo imaging [17]. An example of a multicolor imaging of live cells with organelle-selective dyes and QDs is shown in Figure 2. QDs’ wide variety of emissions allows the use of numerous combinations of fluorescent dyes and QDs for nanoparticle tracking within cells. QDs that can emit infrared or near infrared light are particularly suitable for deep tissue imaging because autofluorescence of hair and tissues in this range is minimal [18, 19]. Several QDs emitting within 650-800 nm are commercially available (e.g. QD 655, QD 705; QD 800) and some of them can be obtained as conjugates with polyethylene glycol (PEG). Such conjugates seem particularly useful; when administered subcutaneously, they remain localized at the site of injection for several days. If administered intravenously, PEG-QDs are not immediately eliminated by the liver and their protracted circulation time allows their fate to be followed using different imaging set-ups. Injected QDs with PEG coating or functionalized QDs can be detected with common in vivo imaging systems for several days when administered subcutaneously or intravenously [14-16]. In vivo monitoring of QDs is appealing because it can provide needed information on time-dependent QD distribution and accumulation in tissues, important in the evaluation of potential therapeutic applications. An accumulation of QDs due to the enhanced permeability and retention (EPR) effect in tumor tissue could enhance efficiency of phototherapy and, if the luminescence is satisfactorily high, could coincidentally allow for monitoring of tumor-size reduction or spread of metastases. Such studies have been already initiated in several laboratories [20, 21, 22]. Data for biodistribution and pharmacokinetics of QDs are not currently extensive and more systematic studies are needed to demonstrate how rapidly these particles can be eliminated from the body, where they accumulate, and what non-specific tissue damage they may eventually cause.

A variety of ligands have been attached to QD surfaces, including thiol-containing molecules [23, 24] peptides [25], polymerized silica shells with polar groups, amphiphilic diblock or triblock copolymers and phospholipids [26]. For tumor targeting, multiple specific ligands such as folic acid and others especially suitable for different types of tumors can be conjugated to the QD surface [27, 28]. Bioluminescent QD conjugates for in vivo imaging were recently developed by So’s group [19]. Instead of fluorescent excitation light, these QD nanocrystals are exited by bioluminescence resonance energy transfer and consequently tissue auto fluorescence is significantly reduced [19]. This complementary approach using bioluminescent QD conjugates could be especially useful for small animal imaging.

There appear to be no studies on the stability of QDs either at the immediate site of administration or after longer times post injection at remote sites. Due to its inorganic character the QD core is relatively resistant to photo degradation, but prolonged exposure to UV light can affect its integrity [29, 30]. In general QDs with ligands, which are resistant to photo oxidation are better suited for long-term cellular or in vivo imaging. Photo oxidation of surface ligands takes place upon prolonged UV illumination of QDs. However, increasing the thickness and packing density of the ligand shell can delay the onset of photo oxidation [30]. Taken together, the QD stability is essential to optimize their performance as imaging tools and to ensure their compatibility with living cells (see sections 3 and 4 for discussions).

Figure 2. QDs in vitro - principle of cell labeling

Photomicrograph of PC12 cells treated with QDs and stained with organelle-specific fluorescent dyes. Schematic of cell organelles stained with Hoechst 33342, DAF and internalized QDs (red) (A) Photomicrograph of QDs obtained by confocal microscopy (B) Plasma membrane (green) labeled with DAF (C) Superimposed signals from QDs (red) and plasma membrane (green) are seen as yellow suggesting a presence of QDs associated with plasma membrane (D). There are no QDs within nuclei (blue).

Abbreviations: nucleus, NC; cytoplasm, CP; plasma membrane, PM

Another class of metal-containing nanoparticles includes that made of gold. Gold nanoparticles have been traditionally used as labels for immunocytochemistry and in conjunction with electron microscopy they allow detection of selected proteins with high resolution. In such labeling studies the gold nanoparticles are integral parts of the secondary antibody. This labeling is usually achieved by attaching gold nanoparticles of different sizes to IgG molecules which bind to the primary antibodies. Although this approach can reveal specific intracellular location of up to three proteins at the same time, the quantification of the small (5 nm), medium (10-120 nm) and large (30-50 nm) gold nanoparticles associated with the individual proteins of choice is rather tedious and therefore is not frequently used. In practice, single protein gold labeling is one of the “gold standards” in life sciences/cell biology.

We were interested in developing gold-labeled micelles that would allow us to assess the fate of block copolymer micelles in different cells (Figure 3). To this end we used block copolymer micelles containing covalently bound nanoparticles. [31, 32]. A schematic presentation of such a nanoparticle is given in Figure 1 and Figure 3. An advantage of gold-labeled micelles compared with other nonmetallic nanoparticles (e.g. silica or styrenes) is that their distribution can be detected with transmission electron microscopy (TEM), which provides information about their location within the cells with high resolution. The disadvantage of EM is that the tissues or cells have to be fixed. Moreover to obtain a dynamic picture of nanoparticle distribution using TEM is rather time consuming and tedious.

Supraparamagnetic iron nanoparticles (spions) labeled with fluorescent dye Cy5.5 (Figure 1 and Figure 3) [33] allow dual imaging. Live cells are imaged by confocal microscopy to gain a dynamic picture of cell-nanoparticle interaction and fixed cells are imaged by TEM to gain information on nanoparticle subcellular distribution at the high level of resolution. Thus, iron and QD nanoparticles serve as complementary tools to standard fluorescent dyes and provide a versatile means of assessing their fate both by confocal and electron microscopy [14, 26, 34]. Spions without conjugated fluorescent dyes have been examined in vivo [35, 36].

Figure 3. Types of nanoparticles and their location in cells

Gold and superparamagnetic iron nanoparticles in the cells. Transmission electron micrograph of gold nanoparticle (A) and their size distribution (B) Gold nanoparticles in lysosomes and endosomes (C) Iron nanoparticles labeled with Cy5.5 taken up by cells can be visualized by confocal microscope (D and E). Schematic of a functionalized spion (F). (For details see ref 31 and 33

Abbreviations: ES-endosome, VS-vesicle, LS-lysosome, NM-nuclear membrane.

    

 

 

 

 

Figure 4. Relationship between QD-induced stress, duration, intensity and location of signal and cell fate

Different QDs exert different degree of toxicity. QD655 coated with polyethylene glycol and CdSe/ZnS with multiple layers of ZnS are non toxic in PC12 cell cultures (A). Different cell types are differently sensitive towards QD treatments. Human SH-SY5Y neuroblasoma cells are more susceptible to QD treatment than rat pheochromocytoma cells (PC12), human breas cancer cells (MCF-7) and human lung cells (A549) (B). Among the nanoparticles, micelles (Mic) and cross-linked micelles do not cause cell toxicity when incubated for 24 hours (PC12 cells, 24 hours) whereas cadmium chloride (200nM) is highly toxic (C).

 

Fluorescent nanoparticles

 

To follow the fate of a nanoparticle alone or nanoparticle containing fluorescent dyes or drugs, several groups have used fluorescent labeled polymers in combination with organelle selective fluorescent dyes [12, 37-40]. Although, fluorescent dyes are useful for visualizing micelles at selected time points, the tracking of micelles, particularly in time-lapse experiments using confocal microscopy is considerably more difficult because of dye bleaching.

Relatively little is known about the fate of fluorescent nanoparticles in the whole animal. One of the reasons for this is that the quantities required for in vivo imaging are significantly larger than those used for in vitro experiments and some fluorescent dyes are expensive. Moreover the synthesis of fluorescent polymers is not a trivial matter, and some dyes simply cannot be conjugated to the polymer. Additional problems include the autofluorescence of the tissue and a limited access to suitable instrumentation for in vivo imaging. Finally, a factor complicating the determination of the fate of biodegradable block copolymer micelles in vivo is the interference associated with components from blood and other biological molecules plus the polymer degradation products within individual organs and cellular compartments. One of the first studies designed to assess the fate of fluorogenic dyes incorporated into micelles in complex biological media was recently reported [41]. The findings showed a gradual increase in fluorescence at the site of micelle decomposition, which is due to the conversion of the fluorogenic dye to the fluorescent product. Fluorogenic dyes, which could yield a product emitting in the near-infra region, would be very useful in the quest for new information on micelle fate in vivo.

The problem of micelle stability can be partly circumvented by cross-linking the micelle shell. However, complete control of drug release from such micelles becomes an issue to be resolved for each individual drug. A significant contribution in development  and utilization of shell-cross-linked nanoparticles for tumor imaging is has been made by Wooley’s group [42]. Shell cross-linked knedel-like (SCKs) nanoparticles are core-shell nanospheres inspired by biological structures (e.g. virus capsids) and optimized for drug packaging. Stable SCKs are obtained by cross-linking the shell layers of micelles made of amphiphilic diblock copolymers. The cross-linking procedures yield SCKs with well-defined sizes, surface charges, shapes and functionalities. SCKs can be labeled with fluorescent, radioligand or dense core particles and decorated with different ligands for cell or tissue targeting [43-46].

In summary, using both fluorescently labeled agents and fluorescent polymers one can distinguish micelle-incorporated agents from free agents, and obtain information about their intracellular location [40]. Studies using new imaging approaches and tools are already beginning to emerge [41, 47-51]. It seems certain that the use of nanoparticles with high fluorescence/luminescence in combination with advanced imaging equipment will soon provide needed information relevant to the in vivo condition.

 

4. Cell death induced by nanoparticles

 

4.1. Nanoparticle properties and cell death

 

Once cells internalize nanoparticles they often undergo degenerative changes and eventually die. This is independent of the mechanism of their entry (e.g. non-specific endocytosis [4] or specific endocytosis [52]). Micelles with polyethylene glycol (PEG) corona, purified to satisfy the stringent requirements for work with biological systems, are mostly non toxic in low concentrations [12, 40]. In contrast, polyethylene imines are often toxic (PEI) [2]. Non-functionalized QDs mostly end up in the cytoplasm. However, functionalized QDs with the Nuclear Localization Signal (NLS) peptide or the mitochondrial localization signal peptide enter the nucleus and mitochondria [53]. Peptide modifications on QD surface make them relatively well tolerated by most cells.

The toxicity of QDs when tested in vitro, is dependent on numerous factors associated with QD properties and cell status. QD properties, which are critical for their biocompatibility, are: size, surface charge, type of ligand attached to the surface, stability, and concentrations. Properties determining the cell status are associated with the cells themselves and their environment. Thus, the fate of cells exposed to nanoparticles will depend on: their tissue of origin and differentiation state, their proliferative status (doubling time) and their redox state. In addition to this, plating cell density, composition of the medium, presence and absence of serum or defined trophic factors in chemically defined media will be also critical to the final outcome. The combination of these physical and chemical factors of QDs, the cellular environment, and the status of the cells determine cell fate: survival, death or differentiation (Figure 5).

Depending on the kind of nanoparticles, the type of cells, the duration of exposure, the concentration of nanoparticles and the conditions under which cell-nanoparticle interaction takes place, different cells will either “tolerate” nanoparticles or succumb to their “attack”. In a brief contact with cells, particles with surfaces well-protected by polymers or proteins, are generally not very harmful or are totally benign [15]. However, the breakdown of protective coating (e.g. by irradiation, low lysosomal pH or possibly metabolic degradation) can lead to cell damage and death [29]. The cellular environment plays a critical role in influencing physiological status of cells and has an impact on their response to QDs. For example, cells exposed to QDs are more vulnerable when deprived of growth factors, whereas cells cultured in the presence of serum will be more resistant to QDs induced cell death. Moreover, certain types of QDs can interact with serum and other biological fluid components reducing or increasing their damaging effects on cells. In general, short-term exposure (1-4 hours) and low concentrations (nanomolar range) of nanoparticles is well tolerated by living cells. Under certain circumstances, nanoparticle degradation “on command” could be desirable and a number of different types of such nanoparticles have been prepared and tested. (e.g. nanoparticles responding to changes in pH, in temperature or in redox potential). Significant advances have been made in this field and a number of biosensors based on QDs and other nanoparticle structures exist that can respond to various pathological or physiological stimuli [54-56].

 

4.2. Types of cell death and roles of individual organelles

 

Cells can die by apoptosis, autophagy or by necrosis (“accidental but aggressive” death) [57]. The mode of cell death depends on the type of insult, its intensity and duration. The most common mechanisms associated with nanoparticle-induced cell death are apoptosis and necrosis. For instance, the long-term exposure to unprotected CdTe QDs, which are internalized by cells, will cause damage at multiple cellular sites [58]. Cells in a nutrient enriched medium and in a low metabolic state will generally handle small insults well and once the nanoparticles are removed they will recover. In contrast, cells under starvation/serum deprivation conditions will be sensitized to the QD insult and will die by apoptosis, autophagy and/or necrosis. Looking at morphological changes during QD-induced cell death one can often notice a transition from one mode of death to the other (e.g. apoptosis to delayed necrosis).

Programmed cell death is most frequently associated with the term “apoptosis”, but there is emerging evidence for “programmed necrosis”. Several recent reviews cover different aspects of classical and “nonclassical” types of cell death [59, 60] and provide an overview of consensus terms to be used in research associated with cell death and dying [61]. A brief account of the damaging effects of some nanoparticle types (e.g. QDs) on different organelles is provided in the following section.

 

Mitochondria play a central role in energy metabolism and they are responsive to even small stresses in multiple ways [62]. When cells are exposed to nanoparticles (e.g. QDs) which can induce generation of ROS, mitochondria are among the first and most sensitive organelles affected. In QD-insulted cells, reduction of mitochondrial membrane potential and swelling of mitochondria can be detected